Compliance Officer

Our client is a Financial Institution providing services for International students, Oversea Investors, Export & Import Businesses, and Immigration Cases. They are currently looking to hire a compliance officer to join the team. 

Responsibilities:

• Implement and manage an effective legal compliance program.
• Develop and review company compliance policies.
• Advise management on the company’s compliance with laws and regulations through detailed reports.
• Create and manage effective action plans in response to audit discoveries and compliance violations.
• Regularly audit company procedures, practices, marketing materials and documents to identify possible weaknesses or risks.
• Assess company operations to determine compliance risk.
• Ensure all employees are educated on the latest ASIC regulations and processes.
• Resolve employee concerns about legal compliance.

Requirements:

• 3 – 5 years’ proven experience in a compliance officer or lawyer role, financial industry preferred
• Good knowledge of Corporation Act.
• Brilliant oral and written communication skills.
• Highly-analytical with strong attention to detail.